Best Series 63 Test Prep Providers 2024
Compare top-rated Series 63 exam prep courses. Our comprehensive reviews help you pass the Uniform Securities Agent State Law Exam and become a fully licensed securities agent.
95%
Pass Rate
95%
Exceptional pass rate achieved by students using top-rated providers for this rules-heavy exam, where precision is key.
2-3
Weeks Study
2-3
Recommended study duration for the Series 63. Its focused scope on state law allows for quicker preparation than SIE or Series 7.
24/7
Support
24/7
Round-the-clock student support available from our top-rated Series 63 prep providers through phone, chat, and email channels.
Series 63 Exam Overview
Questions
60
Multiple choice questions (+5 unscored)
Time Limit
75
Minutes to complete
Pass Score
72%
Need 43 correct answers
Cost
$147
NASAA exam fee
SIE Packages
Securities Institute of America
STC SIE
Best Additional Product
Video Class Demo
Securities Institute of America
STC Series 63
Training Consultants S63
Online Account Access
180 days instant access
180 days instant access
180 days instant access
Physical Textbook
Physical & Digital
Physical & Digital
Physical & Digital
eBook
eBook included
eBook included
eBook included
Video Training Class
Video lessons
Video lessons
Video lessons
Practice Questions
1,200+ questions
1000+ questions
800+ questions
Performance Tracking Tools
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✅
✅
Pass Guarantee Program
✅
✅
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Study Calendar
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Greenlight Simulated Exam
✅
✅
X
Self-Paced Learning
✅
✅
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Money-Back Guarantee
✅
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Instructor Support
✅
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Why Series 63 is a Must-Have License
The Series 63, the Uniform Securities Agent State Law Exam, is required by most states for any individual selling securities. While Series 7 grants you knowledge of products, Series 63 gives you the legal authority to transact business with clients in a specific state.
Key Benefits:
• State-level licensing to sell securities
• Complements the Series 7 license
• Covers ethics and fiduciary responsibilities
• Demonstrates knowledge of state law
• Required by nearly all US states
• Short study time compared to other exams
Series 63 Prep FAQ
No, there is no official requirement to pass Series 7 before taking the Series 63. However, nearly all candidates take them together, as you need both to work as a registered representative. Most sponsoring firms will schedule you for both exams at the same time.
The Series 63 is considered one of the easier securities exams. Its difficulty lies in the detailed, rule-based nature of the questions. It’s not conceptually hard, but it requires precise memorization of state laws, regulations, and ethical standards under the Uniform Securities Act. Pass rates are high with quality preparation.
If you fail, there is a 30-day waiting period before you can retake the exam. After the third failure, the waiting period increases to 180 days. Most sponsoring firms will allow you to retake the exam at least once. It’s crucial to invest in a quality prep course to ensure first-time success.
Yes. The Series 63 is based on the Uniform Securities Act, which is a model law adopted by most states. The exam is standardized across the country, so passing it allows you to register in any state that requires it, assuming you meet their other registration requirements.
Series 63 prep courses are more affordable than Series 7 or SIE courses. Expect to pay between $99 and $159 for a comprehensive package. Given the $147 exam fee, investing in a good course is essential to avoid paying for a retake.
Series 63 is for securities agents (stockbrokers), covering state securities laws. Series 65 is for investment adviser representatives, covering state laws and investment advisory topics. If you work for a broker-dealer, you need the 63. If you work for an RIA, you need the 65.
Get Your State Securities License
Passing the Series 63 is a critical step to becoming a fully licensed securities professional. Choose the right prep course and pass on your first attempt.
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